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Compliance Officer, Bank Regulatory Compliance
Overview Compliance Officer, Bank Regulatory Compliance Overview The Bank Regulatory Compliance Officer is a member of BNYM's Bank Regulatory Compliance group, which is responsible for the management and oversight of the firm's Compliance programs for certain prudential regulatory obligations, including affiliate transactions (Regulation W), transactions with insiders (Regulation O), permissible activities (Regulation Y), the Volcker Rule, registration exceptions (Regulation R), unclaimed property/escheatment, and other related regulatory obligations (collectively "Prudential Regulations"). Responsibilities The Bank Regulatory Compliance Officer will support the development


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